CIBC World Markets Inc Fined C
Selected Abstract
CIBC World Markets Inc. Fined C$700,000 for Failing to Comply with Trading Supervision Obligations;Two CIBC WM Employees Fined C$70,000 for Conduct Inconsistent with Just and Equitable Principles.
TORONTO, ONTARIO, Dec 21, 2004 (CCNMatthews via COMTEX) CIBC World Markets Inc. (CIBC WM) today was fined C$700,000 for failing to provide adequate trading supervision systems and procedures to detect alleged manipulative and deceptive trading by CIBC WM clients between March and December 2002. ... December 21, 2004; Canadian Corporate News
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CIBC World Markets Inc. Fined C$700,000 for Failing to Comply with Trading Supervision Obligations;Two CIBC WM Employees Fined C$70,000 for Conduct Inconsistent with Just and Equitable Principles
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CIBC World Markets Inc. Fined C$700,000 for Failing to Comply with Trading Supervision Obligations;Two CIBC WM Employees Fined C$70,000 for Conduct Inconsistent with Just and Equitable Principles.
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